ABANDONED PROPERTY: |
| Cautionary Tales; Ten Practical Compliance Tips | Sep./Oct. 94 | New Enforcement Actions Certain in Light of Two Major Cases | May/Jun. 99 | New SEC Rules Mandate Transfer Agent Searches/Annual Reports | Sep./Oct. 97 | Ohio Court Stings Abandoned Property Gadfly | Sep./Oct. 97 | Receiving "Prime Time Attention" from Regulators, Vendors and Media | Mar. 96 | Tracers; A Pointed and Timely Warning | Jan/Feb 00 | Websites Create Big Embarrassment Potential for Sloppy Abandoned Property Reporters | Jan./Feb. 99 | | |
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ACTIVIST INVESTORS: |
| Activists Start to Bite Back, Not Merely Bark at Companies that Cross Them | Sep./Oct. 97 | Activist Victories Belie Predictions of "Proxy Peace" | May/Jun. 98 | Activists Gear-up Earlyfor Springtime Assaults | Sep/Oct 99 | Amalgamated Bank/Amalgamated Clothing Workers | Jan./Feb. 95 | ASCS Challenges ISS Proxy Advisory Services | Sep./Oct. 98 | "Black Box" Option Issuance/Capital Structure Models Pros and Cons | Jan./Feb. 99 | Calpers Grades Governance | Jul. 94 | Calpers Targets Small and MidSized Companies | Mar. 96 | Consent Solicitations: The New Weapon of Choice in Proxy Fights | Nov/Dec 99 | Confrontation and Conciliation: Some of Each in 99 | Jan./Feb. 99 | Corporate Governance Video Conference | Jan./Feb. 95 | Delaware Court Decision Allows Insurgents to Unseat Directors on a "Technicality" | Mar/Apr 00 | Gadfly George Sitka Dies | Jul./Aug. 97 | Governance Gurus on the Move | Jul. 96 | IRAA, Calpers, Teamsters & NYCERS Focus on Directors in 96 | Nov./Dec. 95 | "Lens Vision" | Jan./Feb.. 95 | New Activists The IRAA | Nov./Dec. 94 | NY Society of Securities Analysts Targets NATIONAL PRESTO for Governance/Stockprice "Makeover" | Jan./Feb. 99 | NonFinancial Performance Measures Score High with Institutions | Jul./Aug. 97 | Poison Pill Proposals to Reach Record Levels in 98/99 | Sep./Oct. 97 | Polish Up Your War Plan: Top10 Tips/Top5 Danger Signals | Mar. 96 | Proxy Proposal Reforms; Battle Royal Looms | Sep./Oct. 97 | Small and MidSized Companies Increasingly Targeted by Activists | 94; Mar. 96 | United Brotherhood of Carpenters | Jan./Feb. 95 | US Department of Labor | Jan./Feb. 95 | | |
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ANNUAL MEETINGS: |
| ADP Shows Us The Money From Electronic Delivery/Voting and Householding | Mar/Apr 00 | Adjournments...Worst Practices(Peerless) Best; JP Morgan Chase | Dec '00 | Annual Meeting/Corporate Governance Video Conference Highlights | Jan./Feb. 95 | Annual Meeting Planner: A 32Page Special Supplement | Jan. 98 | Annual Meeting Practices; Not Always as Common Wisdom Would Have It | Sep./Oct. 97 | Annual Meeting Security: Our Top Ten Tips | Jan. 97 | Batten Down the Hatches for a Stormy Season | Nov./Dec. 95 | Best and Worst of the 94, 95, 96, 97, 98 and 99 Seasons | 94 thru 99 | BuddyUp to Save Infrastructure Expense | Jan./Feb. 95 | ChallengeProofing the Vote | 94; Mar. 96 | Challenges to Management on "All Other Business" | Jul. 96 | Cut Costs by 10%...Our OftRevised Top Ten Tips | Nov./Dec. 98 | Cut Your A/M Expense in Half? | Jul. 94 | Early Returns Show Moneysavings in 98 Season | Mar./Apr. 98 | Electronic Voting Technologies Leading to Big Service/Cost Improvements | 97 thru 99 | Fee Scamsters | May/Jun. 95 | Financial Printing 2001 | 97 Supplement | Get More Bang for Your Big A/M Buck...Top 10 Tips | Jan./Feb. 98 | Invite Analysts to TuneIn | Nov./Dec. 95 | Major Turning Points Seen in Staggered Board, Poison Pill and Supermajority Strategies | May/Jun. 97 | Managing Proxy Solicitation Expense... and Your Proxy Solicitors | 95; Nov./Dec. 98 | Minimizing Financial Printing Bills | Nov./Dec. 94 | Notice Provisions Can Prevent A/M Surprises | Sep 96 | Pledging Allegiance | Jul./Aug. 98 | Proofreading Tips | 96; 98 Supplements | "Proxy Peace" in 98? Not by our Reckoning | May/Jun. 98 | Proxy Proposal Reform Proposals Issued | Sep./Oct. 97 | Recommended Reading | 95; Jul. 96 | Save $100,000 Plus on Annual Meeting Arrangements | Sep 96 | Saving Big Money on Annual Meeting Mailings | Jul. 94 | Starting from Scratch (ZeroBased A/M Planning) | Nov./Dec. 94 | TenDay Rule Questioned Yet Again | Jul./Aug. 98 | Top Tips to Get More for Your A/M Money | 95; Nov./Dec. 98 | Top Ten Tips to Reduce Annual Meeting Expense | Nov./Dec. 95 | Using a Clock to Control the Gadflies | May/Jun. 95 | | |
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BEST AND WORST PRACTICES |
| Annual or SemiAnnual Dividends: Top 5 Questions to Ask; Top 5 Tips to Move Smartly | Jan./Feb. 99 | Best and Worst from a Grab Bag of Interim Reports | 94; 95; Nov./Dec. 97 | Best and Worst of the 98 A/M Materials | May/Jun. 98 | "BONY Baskets" Can Bust Your Budget | Jul/Aug '00 | Codes of Ethics | Jul/Aug '00 | Corporate Leaders Reach Out to NonProfits | May/Jun. 98 | Dont Waste Money on "Dialing for Dollars" Proxy Solicitations | Nov./Dec. 98 | Focus Groups: Before You (Mis)Spend Your Next Million | Jul. 96 | JP Morgan Chase's Provision Re: Mtg Adjournments | Dec '00 | Save 20% - 60% on Printing/Mailing Costs With Our Seven-Step Plan | Sep/Oct "99 | Stop Throwing Money into the Street with TooSlow Fulfillment; Best and Worst DRP Fulfillers | Mar. 97 | Traditional Annual Mtg "Packages" : A Near- Total Waste of Time and Money.... | Nov '00 Supplement | Try TriAnnual Dividends to Save Big Cash | Mar./Apr. 99 | "Trick or Treat Offerings" with Corporate Sponsors | Nov. 96 | Tricon's Belated Statement; Visteon's 'Trick or Treat' Offer | Dec '00 | | |
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BEST PRACTICES CASE STUDIES: |
| American Express Pioneers Street-Side Householding | Dec '00 | Confrontation vs Conciliation | Jul/Aug 99 | DRP/DSPP Case Study Yields Big Moneysaving Insights | Mar/Apr "99 | Equitable Engineers a Major Overhaul of its Investor Base | May 96 | FineTuning Your Spending... to Lower Fulfillment Costs/Increase Success | Mar./Apr. 99 | GTE Clocks Gadflies | May/Jun. 95 | Home Depot Becomes First Company to Offer DSPP on the Internet | Nov./Dec. 98 | ITT Invites Analysts to TuneIn Special Meeting | Nov./Dec. 95 | NCR Spinoff Launches Direct Registration System | Jan. 97 | Optimize Spending With Our Longest-Ever List of Tips | Sep/Oct '00 | Pfizers "TIDE" Program Responds to Activist Concerns re: Pills | Sep./Oct. 97 | Proxy Fights Boom | Sep/Oct '00 | Proxy Guru Slams The System | Dec '00 | Yankee Energy Proxy Does Double Duty | Nov./Dec. 94 | | |
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BROKERS: |
| As Brokers Internalize DRPs, Issuers and Investors Stand to Lose | May 96 | Bonanza for Brokers from T+3 | Jul. 94; May 96 | Brokerage Commissions: Save Up to 70% | Mar. 96 | Brokers Demand Equal Treatment, but Deliver as it Suits Them | Sep./Oct. 94 | Brokers "Explain" T+3; Brokers Explain Even More | 94; May/Jun. 95 | Committee Slams Broker Billing Practices, Calls for Competition | Sep./Oct. 95 | CTA and Council of Institutional Investors Knock SEC Proxy Fee Efforts | Mar./Apr. 98 | NYSE/ADP Fee Proposal: "All Wet" | Nov./Dec. 95 | NYSE/ADP Respond with New Fee Proposal | Sep./Oct. 95 | NYSE Brokers Lower Fees for 98 Season, but Big Cuts Still to Come | Jan./Feb. 98 | NYSE Recommends "New and Improved" Fee Proposal | Mar. 96 | Our Final Word (?) on Proxy Fees | May/Jun. 98 | DRPs vs Brokerage Accounts | May 96 | Merrill/Prudential Outsource Proxy Mailings to ADP | Nov./Dec. 97 | Paine Webber Outsources Proxy Mailings to ADP | Sep./Oct. 97 | Prudential Stages "Earnings Surprise" | Jan./Feb. 98 | Rogue Broker Study Released | Jul. 94 | Dean Witter: Mighty Free with Your Mailing Money | May/Jun. 95 | | |
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CAPITAL MARKETS: |
| Annual or SemiAnnual Dividends Can Lower Your Cost of Capital by $ Millions Per Year | Jan./Feb. 99 | "Black Box" Option Issuance/Capital Structure Models Draw Fire | Jan/Feb '99 | DRPs through DTC will Boost Original Issue Cashflows | May 96 | DSPPs Hit the Internet | 98; Nov./Dec. 98 | Global MegaMergers Having Big Effect on Transfer Agents | Jan./Feb. 99 | Mini-Tender Offers Often Take Issuers - and Investors - By Surprise | Jan/Feb '99 | New Circuit Breakers in Effect | Nov./Dec. 98 | Save MegaDollars on Brokerage Commissions | Mar. 96 | "Structured Equity Shelf" Raises Equity Capital in a New, Ultra LowCost Way | May/Jun. 95 | TBills with Lowered Minimums Now Available for Internet Purchases | Jul./Aug. 98 | Tri-Annual Dividends May Work For Your Company | Mar/Apr '99 | | |
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CAREERBUILDING/CAREER ENDING TRENDS: |
| Scandals/Bounties Raise the Risks of Holding Abandoned Property | May '96 | The Corporate Secretary/Investor Relations Officer "In Crisis"; Five Career Strategies/Five Tactical Actions | May 96 | | |
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CLASS ACTIONS: |
| Check Those Broker Bills | Nov./Dec. 95 | Suits Increase by 25%; Settlements Grow, Following Federal Legislation | Nov./Dec. 98 | | |
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DIRECT COMMUNICATIONS SYSTEM: |
| Issuers Appear To Be Overpaying by 70% | Mar./Apr. 95 | NYSE Issues New and Improved Fee Schedule | Mar. 96 | NYSE Proxy Fee Proposal "Trickedout with Benefits" Are No Treat for Issuers also, A Proposed FreeMarket Solution | Jan. 97 | NYSE/PW Questionnaire Meets Issuer Resistance | Jul./Aug. 97 | Talks on Rolling Back Fees and/or Broker Kickbacks Break Down | Jan./Feb. 95 | Time to Look Beyond the NOBOs and OBOs | Mar. 97 | | |
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| DIRECT REGISTRATION SYSTEM: | | Better Regulation Needed or Issuers Stand to Get Burned | May/Jun '99 | Closed for New Business by SEC...Unless Issuers Knuckle Under | Sep/Oct '99 | Securities Industry Ready to Resolve Indemnification Stalemate | Mar/Apr '00 | Want to Go Forward with DRS in the Meanwhile? We say ,"Go For It" | Mar/Apr '00 | | |
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DIRECTORS: |
| Airing Differences in the Press...Code of Conduct Needed? | Dec '00 | Director Evaluation: Its Guaranteed to be Coming to Your Company Soon Engaging Directors in the IR Process | Mar. 97 | Engaging Directors in the IR Process | (by request) | "Family Affairs" Make for Lurid Reading | Jan./Feb. 99 | Not Just "Parsley on the Fish," but Sometimes "Fish out of Water" | Jul./Aug. 98 | On Potential Disclosure/Discovery of Director Evaluations | Jul./Aug. 97 | Your Future, CEOs and Directors... Use it or Lose It | 97 Supplement | | |
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DIVIDEND REINVESTMENT PLANS: |
| Automatic Debiting Can Make "Systematic Investment Plans" Shape Up | Jul./Aug. 95 | Benchmarking and Mapping Program Will Help You Optimize Plan Spending; | May/Jun. 98 | Benchmarking Program Shows Smart Marketeers Outperform Less Successful Peers Seven to Fifteen Times Over | Mar./Apr. 99 | BrokerFree Programs Boom But Some are Bound to Bomb | Jan./Feb. 98 | BrokerFree Programs by Industry...and by Agent | Jan./Feb. 98 | BrokerFree Stock Purchase Plans Take Off: Seven Steps to Increase Your Own Success | Sep 96 | Clearinghouse for OpenEnrollment DRP Info Announced | Mar. 96 | Convinced You Need Individual Investors But Scared-off by the Costs? Use the Net | Jan/feb '00 | Creating Shareholder Value with Affinity Group Stock Purchase Plans | (By request) | Direct Investors Speak... You Need to Listen | Jan./Feb. 98 | Direct Purchase Plans Boom: Wheres the Cutting Edge? | Jan. 97 | Direct Registration: Finally "For Real" | Jan. 97 | Double Your DRP Participation for Next to Nothing | Nov./Dec. 95 | "DRPs" for NonDividend Payers | Nov./Dec. 94 | DRPs vs Brokerage Accounts | May 98 | DRPs through DTC; A Winner all Around | May 96 | DSPPs Hit the Internet | 98; Nov./Dec. 98 | Ever Try to Sell Shares Through a DRP? Our Survey Shows Mixed Results | Jul./Aug. 98 | Fulfillment Survey Shows Some Improvement... but 13 1/2% of our Requests Went Unfulfilled | Mar./Apr. 98 | "Generic DSPPs"...A Threat to Transfer Agent Plans? | Sep/Oct "99 | Internet-Enabled DSPPs Will Cause Paper-Bound Plans to Die | Jul/Aug '99 | Internet-Brokered DSPPs....Curtains for Transfer Agent Sponsored Plans? | Jul/Aug '00 | Investors as Customers: "Show Me the Money" A Reader Demands... and We Comply | May/Jun. 99 | Jr. Executive Tries to Build a DRP Portfolio | Jul./Aug. 98 | Kissing Good Money Goodbye: The Six Big Mistakes to Avoid | Jul./Aug. 95 | New Wave of BrokerFree and Certificateless Programs Hit the Street | May/Jun. 97 | Open Enrollment Plans Boom Plus, Powerful Stats from JCPenney | Sep./Oct. 95 | SEC Grants Broad Exemptions for Open Enrollment Plans | Nov./Dec. 94 | SEC "Reg M" Makes Direct Offering Easier | Mar. 97 | Securities Market Improvement Act Solves BlueSky Problem | Jan. 97 | Snapshot of the Plan Universe | '99; Jan/Feb '00 | Stockholders as Customers: We Show Readers the Money | May/Jun '99 | Stop Throwing Money into the Street with TooSlow Fulfillment | May/Jun. 97 | Survey Shows DRP Portfolio Outperforms Most Mutual Funds | Jul./Aug. 98 | | |
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| ELECTRONIC EVIDENCE DISCOVERY: | | Hair Raising Developments | Sep./Oct. 95 | | | | |
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| EMPLOYEE OWNERSHIP: | | Communications Tips | '00 Supplement | Employee Ownership Booms: Plans Go Global | 97 Supplement | Employee Ownership Plans Payoff Handsomely | May/Jun. 99 | Employee Voting; Tips to MaxOut | Jul./Aug. 97 | NASPP | '00 Supplement | | |
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FOCUS GROUPS: |
| Ameritech Scraps A/R, Begins Anew after Focus Groups Raise Qs | May/Jun. 99 | Spend a Few Bucks Before You (Mis)Spend Your Next Million | Jul. 96 | | |
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INDIVIDUAL INVESTORS: |
| Analyzing Your Individual Investor Base: Part I on "The Basics" | May/Jun '99 | BookEntry Programs Boom, Saving Millions | Sep./Oct. 97 | Clearinghouse for OpenEnrollment DRPs Announced | Mar. 96 | Communicating With Investors...Cost-Effectively....Two 48pg Special Supplements | '99; Nov '00 | Convinced You Need More Individuals But Scared-Off by the Costs? Our Solution | Jan/Feb '00 | Customer Service for Year 2001 | 97 Supplement | Cutting Dividend Checks with DRP and Stock Certificates with DRS | Sep./Oct. 98 | Direct Stock Purchase Plans Hit the Internet... A Major Boon to Companies Too | Sep./Oct. 98 | Equitable Overhauls Individual Investor Base | May 96 | Favorite Stocks Shift; 4 Still in, 5 Ousted, 5 New... Howd it Happen? | Mar./Apr. 98 | Five Powerful Economic Forces Will Force You To Refocus On Individual Investors | Mar./Apr. 95 | Five Revolutionary Trends Will Impact Investor Services | 97 Supplement | Individual Access to Conference Calls: A fastgrowing Trend | May/Jun. 99 | Individuals Appear to be Voting Proxies Less Reliably | Jul./Aug. 98 | Individuals as Customers Create Major Shareholder Value | May/Jun. 99 | Individuals Get Some Real Respect | Jan./Feb. 98 | Individuals Rate Quarterlies Higher Than Thought | Sep./Oct. 95 | Leveling the Playing Field | 97 Supplement | JCPenney Study Links Share Ownership/Buying Behaviors | Sep./Oct. 95 | Reaching Out to Individual Investors | Mar./Apr. 95 | Richest Slices of the Demographic Pie | Sep/Oct '99 | Standing Instructions to Censor Materials Rescinded | Mar./Apr. 95 | Stockholders as Customers: We Show You The Money | May/Jun '99 | A Strong Anchor to Windward in Market Storms | Sep./Oct. 98 | Time for a Careful Look at Your Ownership Base | Nov./Dec. 95 | Trick or Treat Buyback Plans Leave Some Investors "Skewed" | Jul/Aug '99; Dec '00 | Top Ten Reasons to Grow and Guard Your Individual Investor Base | Sep./Oct. 98 | Top Ten Tips to Optimize Your IndividualOwner Profile | Jul./Aug. 95 | Unjamming Those "Tollfree" Call Centers: 10 Tips for Issuers; 10 for Transfer Agents | Mar./Apr. 99 | What are Companies Doing to Communicate with Individuals These Days | Nov./Dec. 97 | | |
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INTERIM REPORTS: |
| An Interim Report on QRs: Top 10 Tips; Best and Worst Quarterlies | Sep./Oct. 95 | Analysts and Portfolio Managers Rate Them | Sep./Oct. 94 | Best and Worst of Written and Telephonic Interims | 94; Nov./Dec. 97 | Better Way to Reduce Quarterly Report Mailing Costs | Sep./Oct. 94 | Leveling the Playing Field | 97 Supplement | Two New Studies Indicate QRs More Valuable Than Thought | Sep./Oct. 95 | Two New Ways to Save Money On | Mar./Apr. 95 | | |
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IRAs: | | IRAs: NAIC/First Trust Offer New SelfDirected IRA Product | Sep./Oct. 95 | Too Many IRAs Raining on Your DRP?...New Service May Help | Mar./Apr. 95 | | |
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MONEYSAVING IDEAS: |
| Abandoned Property: 10 Tips to Assess Your Situation and Develop a Program Thats Right for You | Sep./Oct. 94 | Annual Meeting Planner; 32 Pages of Moneysaving Ideas | 98 Supplement | Annual Meetings: Ten Tips to Get More Bang for Your Buck | Jan./Feb. 98 | Annual Meetings: Our OftRevised Top Ten Moneysaving Tips | Nov./Dec. 98 | Annual or SemiAnnual Dividends: A Mega Moneysaver Vs Quarterly Payments | Jan./Feb. 99 | Automatic Debiting Reduces Expense, Increases Returns for DRPs | May/Jun. 95 | Automatic DRP with OnceaYear Statements to Save on Lost Stockholder Maintenance | | Best Idea of 97: Convertible Send and Return Envelope | Jul./Aug. 97 | BookEntry Programs Boom, Saving Millions for Issuers | Sep./Oct. 97 | Brokerage Commissions: Save Up to 70% | Mar. 96 | Check Those Class Action Bills Twice... A MoneyGrabbing Ploy to Watch For | Nov./Dec. 95 | Communicating With Investors ...Cost - Effectively ... Two 48p Spec. Supplements | '99; Nov'00 | Cut your DSPP Costs At Least In Half...and Up To 1600% | Jan/Feb '00 | Double Check Broker Mailing Practices, Fees and "Wraps" Before Paying the Bills | Jul./Aug. 95 | Double Your DRP Participation for Next to Nothing | Nov./Dec. 95 | DRP through DTC | May 96 | DRP/DSPP Benchmarking Studies Yield Big Moneysaving Insights | '99; Dec '00 | DSPPs Hit the Internet: "Electronic Investors" will Produce Huge CostSavings for Issuers | 98; Nov./Dec. 98 | Electronic Delivery and Voting Technologies Lead to Big MoneySaving Opportunities | 97; Nov./Dec. 98 | Encourage Shareholders to "Bookmark" Your Internet Voting Site to Increase Usage... and The Moneysaving Potential | Mar./Apr. 99 | Equitable Saves MegaMoney on Investor Base | May 96 | Financial Printing Bills: Manage & Minimize | Nov./Dec. 94 | Five Ways to Save Really Big Money on Annual Meeting Mailings | Jul. 94 | Focus Groups ... Before You (Mis) Spend Your Next Million on Annual Reports | Jul. 96 | Free Consulting | Jul. 96 | Householding Rules Finally Out...How to Max-Out the Savings | Sep/Oct '00; Dec '00 | Householding: Potentially the Biggest Moneysaver Ever | Nov./Dec. 97 | Individual Ownership Programs: Dont Kiss Good Money Goodbye | Jul./Aug. 95 | IRAs Too Many Can Rain on Your DRIP: New Service May Help | Mar./Apr. 95 | Interim Reports: 10 Tips to Get Your Moneys Worth | Sep./Oct. 95 | Interims: New Ideas to Eliminate Dupes; Save 33%66% on NOBO Fees | Mar./Apr. 95 | Multi-Million $ Moneysaving Idea for Transfer Agents | Sep/Oct '99 | OddLot Programs 10 Tips To Get Your Moneys Worth; 5 More Tips to Stop the Flow | Jan./Feb. 95 | One-Minute Multi-Million Moneysaving Makeover at NCR | Jan/Feb '99 | Optimize Your Annual Mtg Spending: Our Longest-Ever List of Tips | Sep/Oct '00 | A Proposal to Cut Annual Meeting Expense in Half | Jul. 94 | Plan to Cut Printing and Production Expenses | '00 Supplement | Proxy Solicitation; Managing Expense... and Your Overall Solicitation Effort | 95; Nov./Dec. 98 | Quarterly Report Mailing Costs: A Better Way to Reduce Them | Sep./Oct. 94 | Raise Equity Capital in a New, UltraLowCost Way | May/Jun. 95 | Reverse Split Saves Millions for NCR | Jan./Feb. 99 | Save $100,000 Plus on Annual Meeting Arrangements | Sep 96 | Second Proxies: Another Way to Throw Good Money into the Street | May/Jun. 97 | Six Moneysaving Tips for Companies Planning a Split, Spinoff or Exchange | Sep./Oct. 97 | Stop Wasting Money with TooSlow DRP Fulfillment | 97; May/Jun. 97 | Streetside Householding | Dec '00 | Telephone Voting: Faster & Much Cheaper Than Mail! | May/Jun. '95 | Dial Up Big Savings in Postage and Handling | Mar. 96 | Top-Ten Moneysaving Ideas to Take You Through 2001 | May/Jun '00 | Try TriAnnual Dividends to Save Big Money | Mar./Apr. 99 | Watch Out For Annual Meeting Fee Scamsters | May/Jun. 95 | | |
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ODDLOT BUYBACKS: |
| Dark Side of OddLot Buybacks, Plus Tips to Sharpen Programs/Improve Success... | | Procedures to Prevent Recurrence of OddLotters | Jan./Feb. 95 | Equitable Overhauls Individual Investor Base | May 96 | MiniTender Offers Catching Issuers/Investors by Surprise | Jan./Feb. 99 | New "Reg M" Makes OddLot Programs Easier to Conduct | Mar. 97 | Trick or Treat Offers...Don't Offer Them | '99; Dec '00 |
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PLAIN ENGLISH DOCUMENTS: |
| Kudos for Plain English Proxy Statements | May/Jun. 97 | Own Your Share of America Campaign | Sep./Oct. 95 | Plain English Documents | Mar. 97 | | |
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PROXY: |
| ADP Digs In Its Heels On Proxy Fees | Nov/Dec '99 | ADP Reports Huge Jump in Votes Processed... and in Electronic Votes | May/Jun. 98 | ADP Shows Us The Money From E lectronics/Householding.... Consent Solicitations: New Activist Weapon Plus, A Primer from Learned Counsel...Nov/Dec '99; Mar/Apr '00 | Mar/Apr '00 | Big Doings in Proxy Solicitation Country; Shifts at Georgeson, D. F. King | Jul./Aug. 97 | ChallengeProof Your Vote | Nov./Dec. 94 | Creative Ways to Use 8 1/2" x 11" Proxy | Mar./Apr. 95 | Delaware Court Reverses Inspector: 'Assumptions" Don't Make "Presumptions of Validity" | Mar./Apr. 00 | Dont Waste Money or Your Reputation on Mismanaged Solicitations | Nov./Dec. 98 | Electronic Distribution and Voting: A Big Moneysaver | Nov./Dec. 98 | Employee Voting: How to MaxOut | Jul./Aug. 97 | Fee Scamster Arrested | Mar. 96 | Five-Point Checklist to Assure Your Elec-Delivery Systems Will Work | Jan/Feb'00 | Georgeson Sold to Shareholder Communications Corporation | Mar./Apr. 99 | Ice: Not So Nice (at first) But More Negotiable These Days on Fees | 97; Mar./Apr. 99 | Individual Investors Voting Less Often | Jul./Aug. 98 | JP Morgan Chase Provision Re: Adjournments | Dec "00 | Last Season for ADPs Lock on Fees?? | Mar./Apr. 99 | LetterSize Proxies Supplant Cards | Mar./Apr. 95 | More Big Doings at Solicitors; Georgeson Sells StockWatch Business; Shareholder Comm. Buys KisselBlake | Sep./Oct. 98 | New York Legislature OKs Telephone Voting, Some States Still Need To Act | Sep./Oct. 97 | Proof Reading: Top Tips | 96; 98 Supplement | Proxy Advisory Service Challenged | Sep./Oct. 98 | Proxy Fights Boom: CT Corporation Exits Inspector Biz | Sep/Oct '00 | Proxy Forum to Address Technology, Fees and Process Issues | May/Jun. 97 | Proxy Guru Slams The System; We Rebut | Dec '00 | Proxy Mailing Charges of Five Largest Mailers/Duquesne Light Compared | Mar./Apr. 95 | Proxy Solicitation Expense | Jan./Feb. 95 | Proxy Tabulating and Reporting...How Accurate is it Really? | May/Jun. 98 | Proxy Tabulating Horrors to Guard Against | May/Jun. 97 | Second Proxies: Another Way to Throw Good Money into the Street | May/Jun. 97 | SEC'S Householding Release; Our proposals Work Better | '99; Sep '00; Dec '00 | Technology and the Proxy Process | '00 Supplement | Telephone Voting Can RingUp Big Savings | Mar. 96 | Tips on Picking a Winning Deal Team | Mar./Apr. 98 | Whats the Real Scoop on Proxy Solicitors... Whos Who in the Tombstones | 98; Jan./Feb. 99 | Yankee Energy Gets DoubleDuty/Double Value from Proxy Mailing | Nov./Dec. 94 | | |
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QUARTERLY REPORTS... SEE INTERIM REPORTS | | | | RECYCLED AND RECYCLABLE PAPER: Tips on Using | Nov./Dec. 94 | |
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REGULATORY NOTES: (Can be found in every issue, Selected Highlights shown) |
| Class Action Suits Escalate After Legislation | Nov./Dec. 98 | Consumer Advisory Committee at SEC | Jul. 94 | Dead Hand/Slow Hand Poison Pills Dead In Delaware | Nov./Dec. 98 | Delaware Court Notes "assumptions" Don't Equal "Presumptions" of Proxy Validity | Mar/Apr '00 | Direct Registration System Needs Sensible Regulatory Attention or Issuers Will Have Big Problems | May/Jun. 99 | House Bill Would Regulate DRP Agents | Sep./Oct. 97 | Internet Roadshows OKd for Qualified Buyers of Private Placements | Jan./Feb. 98 | "Invest Wisely" Pamphlet from SEC | Jul. 94 | IRS Withholding Rules for Foreign Stockholders Postponed Til Y2K | May/Jun. 98 | Labor Department Holds Hearings on 401(K) Fees; Issues Booklet | 97; Jul./Aug. 98 | NASD Nixes Short Sales on Downticks | Sep./Oct. 94 | NASD will Pay to Broadcast Earnings Discussions of its Top 100 Companies | Nov./Dec. 98 | New York Legislature OKs Telephone Voting | Sep./Oct. 97 | NYSE Brokers "New and Improved Fees" for Proxy Distribution | Mar. 96 | NYSE ReDefines "BroadBased" Option Plans; Shareholder Approval Thresholds | Sep./Oct. 98 | NYSE Rule Lets Brokers Vote Wraps | Sep./Oct. 94 | NYSE Thwarts Mortons Stock Split Plan | Sep./Oct. 94 | Ohio Court Stings Abandoned Property Gadfly | Sep./Oct. 97 | "Reg M" Makes it Easy to Launch DRPs/OddLots | Mar 97 | Regulators Eye Abandoned Property Pot of Gold | Sep./Oct. 94 | Roach Motel Escape Hatch Widened | Sep./Oct. 98 | Rogue Broker Study Released | Jul. 94 | SEC "Aircraft Carrier" Launched | Sep./Oct. 98 | SEC Approves NYSE/ADP Proxy Fee Proposal; Calls for Audit and Report on "Reasonableness" | Mar. 97 | SEC Grants Broad Exemptions for CompanySponsored DRPs | Nov./Dec. 94 | SEC Issues Draft "Householding Rules"...Too Little Too Late We Say | Sep./Oct. 97 | SEC Pursues Auditors, Audit Committees, Big Companies | Nov./Dec. 98 | Securities Market Improvement Act Solves Most Blue Sky Problems | Jan. 97 | SIPIC Insurance Gets a Fresh Look... and it aint good | Nov./Dec. 98 | Thinking Outside of the Box; Three Radical Ideas from Commissioner Wallman | Jul./Aug. 97 | | |
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REQUIRED READING: |
| "A Look at 401(k) Plan Fees", from Department of Labor | Jul./Aug. 98 | Corporate Minutes Monograph; IR Compensation Study; NonProfit Governance Guide | May/Jun. 97 | Deloitte Touche on NonFinancial Performance Measures; Campbell Soup and CPC A/M Materials | Nov./Dec. 95 | For You, Your Chairman and Your Entire Board | Jul. 96 | "From Little Leagues to Universities"; also NIRIs "Standards and Practices" for IR Disclosure | May/Jun. 98 | "Invest Wisely" Pamphlet from SEC | Jul. 94 | | |
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SCRIPOPHILY: |
| Acutely Painful: Potentially Fatal | Jul./Aug. 95 | Becoming a MassMarket Phenomenon | Sep./Oct. 97 | Do You Know Where Your Old Stock Certificates Really Are? | Jan./Feb. 99 | Levitt's Letter to Audit Committee Chairmen | Dec '00 | Suits Keep StraitJacketing Corporate Victims | Nov. 96 | "The Board Book" | Jul/Aug '00 | Warning Re: WouldBe Buyers of Old Certificates | Jul./Aug. 97 | STAMP... The"Medallion Signature Guarantee" Fails to Stampout Fraud | Mar./Apr. 98 | | |
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SURVEYS: |
| OPTIMIZER Readership Survey Results | 95; '96; '97; Feb. 99 | Sensational Survey Scam | Jul/Aug '97 | Transfer Agent Quality Surveys....(See Listings Under Transfer Agents) | Jul. 94 | Yankee Energy Uses Proxy to Survey Shareholders | Nov./Dec. 9 | | |
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TPLUSTHREE: |
| Bonanza for Brokers... Problems for Public Companies and for Transfer Agents... Brokers "Explain" | Jul. 94 | Enlightened Issuers Step Up Their Communications Efforts | Sep./Oct. 94 | Good Side to T+3 for Savvy Issuers | Sep./Oct. 95 | Opportunity or Threat? | Jul./Aug. 95 | What Every Stockholder Needs to Know About Registered Vs StreetName Ownership | (By request) | T+3 is Here: What are Brokers, Investors, Issuers and the SEC Saying and Doing? | May/Jun. 95 | | |
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TRANSFER AGENTS: |
| A Better Way to Rate Your Transfer Agent | Jul. 94 | Big Companies Play Musical Chairs with Their Agents | May/Jun. 98 | Consolidation: ChemicalMellon Joint Venture | Sep./Oct. 94 | Bank of Boston/State Street Joint Venture | May/Jun. 95 | ChaseMellon Acquires Boatmens Business | Mar. 97 | Computershare Buys Merrill's ESOP Biz | Sep/Oct '00 | Consolidation Continues: Top Five Agents Control 8085% of the Market | Nov. 96 | DST Takes Ownership of Equiserve | Dec. '00 | First ChicagoBoston EquiServe to Combine Businesses... The New Top10 Agents | Jan./Feb. 98 | Harris Acquires BancOne Business | Jul./Aug. 95 | Mellon Buys-Out Chase Interest | Dec '00 | First New Entrant in 20 Years | Jul./Aug. 98 | Global MegaMergers Take Toll on Transfer Agents | Jan./Feb. 99 | How Well are Those T/A Call Centers Really Serving Us? Results of our Taxtime "Stress Test" | Mar./Apr. 99 | Insurance Co. Demutualizations, May Refill T/A "Bucket"; Widen Gaps in Share | Nov./Dec. 98 | Overview of the Transfer Agency Business | 97 Supplement | Paperless Stock Transfer | 97 Supplement | Read The Fine Print on Your T-A Contract | Jul/Aug '00 | Selling DRP Shares Through Eleven Agents... A Mixed Experience | Jul./Aug. 98 | Shareholder Service for the 21st Century | 97 Supplement | Silly Season for Those T/A "Quality" Surveys... Five Reasons Not to Use Them to Pick an Agent | Nov./Dec. 98 | Star Players "GallopOff" in New Directions | Mar. 96 | Survey Purveyor Protests | Sep./Oct. 97 | Tax- Season Stress Test of T-A Call Centers | Mar./Apr. '99; '00 | Transfer Agent Market Share: Dramatic Shifts | Jul./Aug. 97 | Transfer Agent Quality Surveys | Jul. 94 | Revisited | 95; Nov./Dec. 98 | On "Second Look" Yet Another Bank is "Number One" | Mar. 97 | Latest Surveys "Aint Gonna Give You No Answer" | Jan. 97 | Vaulting From Last Place to First in Just One Year | Jul. 96 | Transfer Agents of the Ukraine...A Report from the former USSR | Jan./Feb. '00 | Truly Sensational SurveyScam | Jul./Aug. 97 | Whats the Real Scoop on Transfer Agents... and What to Do if Youre Unhappy with Yours | Jan./Feb. 98 | | |
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VIDEO CONFERENCING: |
| Video Conference on Annual Meeting/Corporate Governance: An Important New Dimension to Board Meetings | Jan./Feb. 95 |
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WATCHING THE WEB: |
| Abandoned Property Websites Creating Corporate Embarrassment | Jan./Feb. 99 | Building or Remodeling Your Website? Top10 Tips from Designers, Top5 NoNos and Some "Best IR Sites" Will Help | Mar./Apr. 99 | "Do it Yourself Investment:" DSPPs Now Live and on the Internet | 98; Nov./Dec. 98 | Electronic Voting Technologies Leading to Big Cost/Service Improvements | 97 thru 99 | Encourage Your Shareholders to "Bookmark" Your Internet Voting Site, to Increase Usage/Moneysaving Opportunities | Mar./Apr. 99 | GearUp Early to Save Money on Electronic Distribution of Proxy Materials | Nov./Dec. 98 | Individual Investor Access to Conference Calls: A fastgrowing Trend Facilitated by New Website | May/Jun. 99 | Internet Road Shows OKd for Qualified Buyers of Private Placements | Jan./Feb. 98 | TBills Available for Internet Purchases | Jul./Aug. 98 | | |
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WRAPS: |
| Need Some (W)Rapping | Mar./Apr. 95 | Not All Brokers Charge Proxy Fee | May/Jun. 95 | Whats a Wrap Anyway? | Jul./Aug. 95 |
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YEAR 2000 PROBLEM: |
| The Problem | 97 Supplement | Disclosure Efforts are Missing the Mark with SEC | Jan./Feb. 99 | Efforts Lagging at Many Companies | May/Jun. 98 | Shaping Up as Bigger than First Thought | Sep./Oct. 97 | Y2K Disclosure on 10Ks Required | Sep./Oct. 98 |
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